Puzzles of Quasi-Finite Type, Zeta Functions and Symbolic Dynamics for Multi-Dimensional Maps
[Puzzles de type quasi-fini, fonctions zéta et dynamique symbolique pour des applications multi-dimensionnelles]
Buzzi, Jérôme
Annales de l'Institut Fourier, Tome 60 (2010), p. 801-852 / Harvested from Numdam

Les transformations entropie-dilatantes forment une classe de systèmes dynamiques différentiables généralisant les applications de l’intervalle d’entropie non-nulle et les applications dilatantes. Dans ce travail, on construit une représentation symbolique de ces dynamiques en termes de puzzles (au sens de Yoccoz), évitant ainsi une condition de connexité difficile à satisfaire en dimension supérieure. Ces puzzles sont contrôlés par une « entropie de contrainte » bornée par l’entropie d’hypersurface des transformations précédentes.

L’analyse de ces puzzles repose sur un graphe dénombrable « stablement positif récurrent ». Plus précisément on introduit une « entropie à l’infini » du graphe, contrôlée par l’entropie de contrainte du puzzle, qui permet de généraliser des propriétés classiques des sous-décalages de type fini : multiplicité finie des mesures d’entropie maximale, classification presque topologique, extension méromorphe de fonctions zéta d’Artin-Mazur comptant les points périodiques.

Ces résultats sont enfin appliqués aux puzzles et aux applications entropie-dilatantes « non-dégénérées ».

Entropy-expanding transformations define a class of smooth dynamics generalizing interval maps with positive entropy and expanding maps. In this work, we build a symbolic representation of those dynamics in terms of puzzles (in Yoccoz’s sense), thus avoiding a connectedness condition, hard to satisfy in higher dimensions. Those puzzles are controled by a «constraint entropy» bounded by the hypersurface entropy of the aforementioned transformations.

The analysis of those puzzles rests on a «stably positively recurrent» countable graph. More precisely, we introduce an «entropy at infinity» for such graphs, bounded by the constraint entropy of the puzzle. This allows the generalization of classical properties of subshifts of finite type: finite multiplicity of maximal entropy measures, almost topological classification, meromorphic extension of Artin-Mazur zeta functions counting periodic points.

These results are finally applied to puzzles and non-degenerate entropy-expanding maps.

Publié le : 2010-01-01
DOI : https://doi.org/10.5802/aif.2540
Classification:  37B10,  37A35,  37D25,  37C30,  37B40
Mots clés: dynamique symbolique, dynamique topologique, théorie ergodique, entropie, mesures d’entropie maximale, points périodiques, fonction zéta d’Artin-Mazur, puzzle, hyperbolicité non-uniforme, transformations entropie-dilatantes, chaînes de Markov topologiques à ensemble d’états dénombrable, récurrence stablement positive, extension méromorphe, conjugaison du point de vue de l’entropie, complexité
@article{AIF_2010__60_3_801_0,
     author = {Buzzi, J\'er\^ome},
     title = {Puzzles of Quasi-Finite Type, Zeta Functions and Symbolic Dynamics for Multi-Dimensional Maps},
     journal = {Annales de l'Institut Fourier},
     volume = {60},
     year = {2010},
     pages = {801-852},
     doi = {10.5802/aif.2540},
     zbl = {1207.37009},
     mrnumber = {2680817},
     language = {en},
     url = {http://dml.mathdoc.fr/item/AIF_2010__60_3_801_0}
}
Buzzi, Jérôme. Puzzles of Quasi-Finite Type, Zeta Functions and Symbolic Dynamics for Multi-Dimensional Maps. Annales de l'Institut Fourier, Tome 60 (2010) pp. 801-852. doi : 10.5802/aif.2540. http://gdmltest.u-ga.fr/item/AIF_2010__60_3_801_0/

[1] Berthé, V. Sequences of low complexity: automatic and Sturmian sequences, Topics in symbolic dynamics and applications (Temuco, 1997), Cambridge Univ. Press, Cambridge (1-34, London Math. Soc. Lecture Note Ser.) Tome 279 (2000) | MR 1776754 | Zbl 0976.11014

[2] Block, L.; Guckenheimer, J.; Misiurewicz, M.; Young, L.-S. Periodic points and topological entropy of one dimensional maps, Global Theory of Dynamical Systems, Springer, Berlin (Lecture Notes in Math.) Tome 819 (1980), pp. 18-34 | MR 591173 | Zbl 0447.58028

[3] Bowen, R. Topological entropy for noncompact sets, Trans. A.M.S., Tome 184 (1975), pp. 125-136 | Article | MR 338317 | Zbl 0274.54030

[4] Boyle, M.; Buzzi, J.; Gomez, R. Almost isomorphism of countable state Markov shifts, Journal fur die reine und angewandte Mathematik, Tome 592 (2006), pp. 23-47 | Article | MR 2222728 | Zbl 1094.37006

[5] Branner, B.; Hubbard, J. H. The iteration of cubic polynomials, Part II: Patterns and parapatterns, Acta Math., Tome 169 (1992), pp. 229-325 | Article | MR 1194004 | Zbl 0812.30008

[6] Buzzi, J. Intrinsic ergodicity of smooth interval maps, Israel J. Math., Tome 100 (1997), pp. 125-161 | Article | MR 1469107 | Zbl 0889.28009

[7] Buzzi, J. Ergodicité intrinsèque de produits fibrés d’applications chaotiques unidimensionelles, Bull. Soc. Math. France, Tome 126 (1998) no. 1, pp. 51-77 | Numdam | MR 1651381 | Zbl 0917.58018

[8] Buzzi, J. Markov extensions for multi-dimensional dynamical systems, Israel J. Math., Tome 112 (1999), pp. 357-380 | Article | MR 1714974 | Zbl 0988.37012

[9] Buzzi, J. On entropy-expanding maps, Centre de Mathématiques Laurent Schwartz, Ecole polytechnique (2000) (Technical report)

[10] Buzzi, J. The coding of non-uniformly expanding maps with an application to endomorphisms of CP k , Ergodic Th. and Dynam. Syst., Tome 23 (2003), pp. 1015 - 1024 | Article | MR 1997965 | Zbl 1048.37025

[11] Buzzi, J. Subshifts of quasi-finite type, Invent. Math., Tome 159 (2005), pp. 369-406 | Article | MR 2116278 | Zbl pre02156018

[12] Buzzi, J.; Ruette, S. Large entropy implies existence of a maximal entropy measure for interval maps, Discrete Contin. Dyn. Syst., Tome 14 (2006) no. 4, pp. 673-688 | Article | MR 2177091 | Zbl 1092.37022

[13] De Melo, W; Van Strien, S. One-dimensional dynamics, Springer-Verlag, Berlin, Ergebnisse der Mathematik und ihrer Grenzgebiete (3), Tome 25 (1993) | MR 1239171 | Zbl 0791.58003

[14] Fiebig, D.; Fiebig, U.-R.; Yuri, M. Pressure and equilibrium states for countable state Markov shifts, Israel J. Math., Tome 131 (2002), pp. 221-257 | Article | MR 1942310 | Zbl 1026.37020

[15] Gurevič, B. M. Topological entropy of a countable Markov chain, Dokl. Akad. Nauk SSSR, Tome 187 (1969), pp. 715-718 (English: Soviet Math. Dokl. 10 (1969), 911–915) | MR 263162 | Zbl 0194.49602

[16] Gurevič, B. M. Shift entropy and Markov measures in the space of paths of a countable graph, Dokl. Akad. Nauk SSSR, Tome 192 (1970), pp. 963-965 (English: Soviet Math. Dokl. 11 (1970), 744–747) | MR 268356 | Zbl 0217.38101

[17] Gurevič, B. M. Stably recurrent nonnegative matrices, Uspekhi Mat. Nauk, Tome 51 (1996) no. 3(309), p. 195-196 (English: Russian Math. Surveys 51 (1996), no. 3, 551–552) | MR 1406062 | Zbl 0874.15017

[18] Gurevič, B. M.; Savchenko, S. Thermodynamic formalism for symbolic Markov chains with a countable number of states, Uspekhi Mat. Nauk, Tome 53 (1998), pp. 3-106 (English: Russian Math. Surveys 53 (1998), no. 2, 245–344) | MR 1639451 | Zbl 0926.37009

[19] Gurevič, B. M.; Zargaryan, A. S. Conditions for the existence of a maximal measure for a countable symbolic Markov chain, Vestnik Moskov. Univ. Ser. I Mat. Mekh., Tome 103 (1988) no. 5, pp. 14-18 (English: Moscow Univ. Math. Bull. 43 (1988), no. 5, 18–2.) | MR 1051173 | Zbl 0657.60093

[20] Hofbauer, F. On intrinsic ergodicity of piecewise monotonic transformations with positive entropy, Israel J. Math., Tome 34 (1979) no. 3, pp. 213-237 ((1980)) | Article | MR 570882 | Zbl 0422.28015

[21] Hofbauer, F.; Keller, G. Zeta-functions and transfer-operators for piecewise linear transformations, J. Reine Angew. Math., Tome 352 (1984), pp. 100-113 | Article | MR 758696 | Zbl 0533.28011

[22] Ito, Sh.; Murata, H.; Totoki, H. Remarks on the isomorphism theorem for weak Bernoulli transformations in the general case, Publ. Res. Inst. Math. Sci., Tome 7 (1971/1972), pp. 541-580 | Article | MR 310195 | Zbl 0246.28012

[23] Kaloshin, V. Generic diffeomorphisms with superexponential growth of number of periodic orbits, Comm. Math. Phys., Tome 211 (2000) no. 1, pp. 253-271 | Article | MR 1757015 | Zbl 0956.37017

[24] Katok, A. Lyapunov exponents, entropy and periodic orbits for diffeomorphisms, Inst. Hautes Etudes Sci. Publ. Math. (1980) no. 51, pp. 137-173 | Article | Numdam | MR 573822 | Zbl 0445.58015

[25] Kitchens, B. P. Symbolic dynamics. One-sided, two-sided and countable state Markov shifts, Springer, Berlin, Universitext (1998) | MR 1484730 | Zbl 0892.58020

[26] Lind, D.; Marcus, B. An introduction to symbolic dynamics and coding, Cambridge University Press, Cambridge (1995) | MR 1369092 | Zbl 1106.37301

[27] Mauldin, R. D.; Urbański, M. Graph directed Markov systems. Geometry and dynamics of limit sets, Cambridge University Press, Cambridge, Cambridge Tracts in Mathematics, Tome 148 (2003) | MR 2003772 | Zbl 1033.37025

[28] Mcmullen, C. T. Complex dynamics and renormalization, Princeton University Press, Princeton, NJ, Annals of Mathematics Studies, Tome 135 (1994) | MR 1312365 | Zbl 0822.30002

[29] Milnor, J.; Thurston, W. On iterated maps of the interval, Dynamical Systems, Springer (Lecture Notes in Mathematics) Tome 1342 (1988), pp. 465-564 | MR 970571 | Zbl 0664.58015

[30] Misiurewicz, M. Topological conditional entropy, Studia Math., Tome 55 (1976) no. 2, pp. 175-200 | MR 415587 | Zbl 0355.54035

[31] Pacifico, M. J.; Vieitez, J. Entropy-expansiveness and domination, IMPA (2006) (D029)

[32] Remmert, R.; Kay, L. Classical Topics in Complex Function Theory, Springer, Graduate Texts in Mathematics (1998) | MR 1483074 | Zbl 0895.30001

[33] Ruette, S. Mixing C r maps of the interval without maximal measure, Israel J. Math., Tome 127 (2002), pp. 253-277 | Article | MR 1900702 | Zbl pre01786382

[34] Ruette, S. On the Vere-Jones classification and existence of maximal measures for countable topological Markov chains, Pacific J. Math., Tome 209 (2003) no. 2, pp. 366-380 | Article | MR 1978377 | Zbl 1055.37020

[35] Sarig, O. Thermodynamic formalism for countable Markov shifts, Ergodic Theory Dynam. Systems, Tome 19 (1999) no. 6, pp. 1565-1593 | Article | MR 1738951 | Zbl 0994.37005

[36] Sarig, O. Phase Transitions for Countable Topological Markov Shifts, Commun. Math. Phys., Tome 217 (2001), pp. 555-577 | Article | MR 1822107 | Zbl 1007.37018

[37] Sarig, O. Thermodynamic formalism for null recurrent potentials, Israel J. Math., Tome 121 (2001), pp. 285-311 | Article | MR 1818392 | Zbl 0992.37025

[38] Viana, M. Multidimensional nonhyperbolic attractors, Inst. Hautes Etudes Sci. Publ. Math., Tome 85 (1997), pp. 63-96 | Article | Numdam | MR 1471866 | Zbl 1037.37016

[39] Walters, P. An introduction to ergodic theory, Springer-Verlag, New-York Berlin, Graduate Texts in Mathematics, Tome 79 (1982) | MR 648108 | Zbl 0475.28009